The origin of the Russian people, brief summary. Where did the Russians come from? The origin of the word "Rus" and the literary heritage of the Russian people

NORMAN (VARYAG) THEORY

Historically, the first theory to explain the phenomenon of the emergence of the state was Eastern Slavs, there was the so-called Norman theory. Her " godfathers"there were German scientists G.3. Bayer (1694--1738) and G.F. Miller (1705-1783), who argued that the Old Russian state was founded by immigrants from Scandinavia - Normans, who in Rus' were called Varangians. At the same time, scientists referred to the data of the oldest Russian chronicle - “The Tale of Bygone Years” by the monk Nestor, in which, under 862, there is actually a myth about the calling of the Varangians to the lands of Chud, Slovenes, Krivichi and Vesi. According to the Tale of Bygone Years, the name of Rus' also came from the Varangians. senate reign state ancient russian

“They [Chud, Slovene, Krivichi and all] went overseas to the Varangians, to Rus',” reports Nestor the Chronicler. - For that is what those Varangians were called - Rus... The Chud, Slovenes, Krivichi and all said to the Rus: “Our land is great and generous, but there is no order in it. Come reign and rule over us.”

“And three brothers got out with their families, and took all of Rus' with them. And they first came to the Slovenes and established the city of Ladoga. And the eldest Rurik sat in Ladoga, and the second, Sineus, sat on White Lake, and the third, Truvor, in Izborsk. And from those Varangians it received the name Russian Land.”

Then the chronicler unfolds before our eyes the genealogical legend about Rurik’s successors. After the death of the “founding father,” he says, power passed to his relative Oleg, who in 882 captured Kyiv by deception and united northern and southern Rus' into one state with its capital in Kyiv. When Oleg “accepted death from his horse” (912), Igor, named by the chronicler as the son of Rurik, became the prince. And when Igor was killed by the Drevlyans (945), his widow Olga began to rule. As we see, all the first rulers of Rus' bear Varangian names.

The main arguments of the Normanists are as follows:

  • 1. Rus' got its name from the Finnish word “ruotsi”, which in the middle of the 9th century. called the Swedes.
  • 2. The oldest chronicle includes the Rus among other Varangian peoples - Swedes, Urmans (Norwegians), Angles and Goths.
  • 3. Most of the names of “Russian” ambassadors recorded in treaties with Byzantium (911, 944) are clearly of Scandinavian origin (Karl, Inegeld, Farlof, Veremud).
  • 4. All the first rulers of Rus' bear Scandinavian names (Rurik, Oleg, Igor, Olga).
  • 5. In the Western European “Annals of Bertin” it is noted that around 839 the Byzantine emperor sent an embassy to the Frankish emperor Louis I the Pious, which included representatives of the “people of Russia”; Louis decided that these “dews” were Swedes.
  • 6. The Byzantine Emperor Constantine Porphyrogenitus in his book “On the Administration of the Empire” (c. 950) gives both Slavic and “Russian” names of the Dnieper rapids. Most of the “Russian” names are clearly of Old Norman origin.
  • 7. Islamic geographers and travelers of the 9th--10th centuries. always clearly separated the “Russians” from the “Sakaliba” (Slavs).

Among the prominent Ukrainian historians of the “old school”, D. Doroshenko firmly stood in the position of Normanism. In his opinion, the Varangian newcomers played “the role of the ovary, the role of cement”, holding together the disparate Russian tribes into one whole, uniting them “into one political system, into one power."

SLAVIC (AUTOCHTHONIC) THEORY

Well-known Ukrainian historians of the “old school” - N. Kostomarov, V. Antonovich, M. Grushevsky, D. Bagaliy - adhered to the Slavic theory of the origin of Rus' and firmly stood on the position of anti-Normanism. The founder of the Slavic (or autochthonous, anti-Norman) theory of the origin of the Old Russian state was the Russian scientist M. Lomonosov (1711 - 1762). In the Varangian version, he saw a blasphemous allusion to the “defectiveness” of the Slavs, to their inability to independently organize a state on their lands.

The main arguments of anti-Normanists are as follows:

  • 1. The name “Rus” is etymologically connected not with Veliky Novgorod or Ladoga in the north, but with Ukraine (Middle Dnieper). Toponymic evidence of this statement is the presence in this area of ​​rivers with the names Ros, Rusa, Rostavitsa. In addition, the Syriac Ecclesiastical History of Pseudo-Zechariah the Rhetor (555), long before the arrival of the Normans in Eastern Europe, mentions the people of Hros or “Rus”, who lived south of Kyiv.
  • 2. Scandinavia was not inhabited by tribes or people with the name “Rus”; there are no mentions of them in the Scandinavian sagas.
  • 3. The Norman names of the Byzantine ambassadors to the Frankish emperor (839) and the Russian ambassadors to Byzantium (911) do not at all prove that the Rus were Swedes. The Norman diplomats merely represented the Slavic-Russian princes.
  • 4. The Islamic writer Ibn Khordadbeg, writing between 840 and 880, clearly calls the Rus a Slavic tribe.
  • 5. Archaeological material from Eastern Europe provides very few things of Varangian origin.
  • 6. The Normans could not “export” the idea of ​​statehood and government agencies to Eastern Europe, since in Scandinavia itself at that time the process of decomposition of primitive communal relations had not yet completed and there were no more advanced political institutions than those of the Eastern Slavs.

According to Academician B. Rybakov, Normanism arose “when both German and Russian science were still in their infancy, when historians had very vague ideas about the complex, centuries-long process of the birth of statehood. Neither the Slavic economic system nor long-term evolution social relations were not known to scientists. “The ‘export’ of statehood from another country, carried out by two or three militant detachments, seemed then to be a natural form of the birth of a state.”

In The Tale of Bygone Years, the process of the birth of a state is compressed into several decades of the 9th century, and the millennium of creating the prerequisites for such a birth fit into the life of one hero - the founder of the state. This is explained by the mythological thinking of the chronicler and the medieval habit of replacing the whole with a part, a symbol (for example, in the drawings the city was replaced by the image of one tower, and the army by one horseman). State, in in this case, was replaced by the symbolic personality of Prince Oleg.

IRANO-SLAVIC THEORY

According to this theory, there are two types of Rus - the Obodrit Rus or Rugs, residents of Rügen (Baltic Slavs), and the Black Sea Rus, descendants of Slavic and Iranian tribes. The Ilmen Slovenes invited the Obodrit Rus. When the East Slavic tribes united into single state- Rus', there is a rapprochement between two types of Rus.

Narrative and linguistic sources prove the ancient origin of the ethnonym Rus in the form “ros” in the Northern Black Sea region. Iranian origin, in the form "Rus", was pointed out at one time by A.I. Rogov and B.N. Florya. In the "Getika" of Jordanes, a Gothic historian of the 6th century, there is a mention of the Rosomon tribe. The form "ros" in M. Vasmer is identified with the ancient Iranian word auruљa, which means "white", as well as in the Ossetian vors. A.G. Kuzmin deciphered the name of the tribe "Roxalans" as light or white Alans. So, the form “ros” is identical with the Iranian languages ​​(from the word “rokhs”). Since the time of Scythian rule in the Northern Black Sea region, Iranian-speaking peoples had influence on non-Iranian tribes. Among these non-Iranian tribes there were also Slavic tribes (Antes), who lived between the Dnieper and Dontsovo regions during the period early Middle Ages, and who had relations with Iranian tribes.

The Ant language had its own characteristics. According to V.V. To Sedov, the Anta dialect stood out among other Proto-Slavic dialects a large number Iranianisms. F.P. Filin pointed out the existence of Iranian-Slavic lexical connections. In addition to the language, the name Antes expressively testifies to the influence of Iranian-speaking peoples. According to B.A. Rybakov, the ethnonym “Anty” was of Iranian origin. Researchers F.P. Filin and O.B. Bubenok developed this assumption in more detail. According to their thought, the word “anti” is consonant with the ancient Iranian words antas (end, edge), antyas (which is on the edge) and Ossetian attiiya (rear, behind). Based on this meaning, the word “anti” can be translated as “living in Ukraine, border resident.” Before this, we can only add that the ethnonym “Anty” is not the self-name of the Slavs, but only a nickname for their location. In addition to the Antes and Rus, some other Slavic ethnonyms are also of Iranian origin - Serbs, Croats. According to this, it can be assumed that the Slavic tribes Antes and Rus received their names from Iranian tribes.

CELTO-SLAVIC THEORY

According to Academician of the National Academy of Sciences of Ukraine V.G. Sklyarenko, the Novgorodians turned for help to the Varangian Slavs (Baltic Slavs), who were called Rutens or Rus. The name Ruten (Rus) comes from one of the Celtic tribes, since the Ruten Celts took part in the ethnic formation of the Slavs of the island of Rügen. In addition to them, there were also the Azov-Black Sea Rus - descendants of the Antes and Celts-Ruthenians, known even before the Novgorodians invited the Varangian-Slavs. Both the Azov-Black Sea Rus and the Varangian Rus are of Slavic-Celtic origin, only the former are of East Slavic-Celtic origin, and the latter are of West Slavic-Celtic origin. And the Zaporozhye Cossacks were descendants of the Azov-Black Sea Rus.

COMPROMISE (SLAVIC-VARYAG) THEORY

One of the first attempts to connect the Norman theory with the ideas of anti-Normanists about the local, Slavic roots of the Old Russian state was made by the famous Russian historian V. Klyuchevsky. He considered the earliest local political form that formed in Rus' around the middle of the 9th century to be “ city ​​region, i.e., a trading district governed by a fortified city, which at the same time served as an industrial (craft) center for this district.” The second local political form, in his opinion, was the “Varangian principalities.” From the union of the Varangian principalities and the city regions that retained their independence, a third political form emerged - the Grand Duchy of Kiev, which became “the grain of that union of the Slavic and neighboring Finnish tribes, which can be recognized as the original form of the Russian state.”

Ukrainian historians A. Efimenko and I. Kripyakevich also held a similar compromise point of view.

INDO-IRANIAN THEORY

The Indo-Iranian hypothesis insists that the ethnonym “ros” has a different origin than “rus”, being much more ancient. Supporters of this opinion, also originating from M.V. Lomonosov, note that the people “grew” were first mentioned back in the 6th century in “ Church History"Zachary Rhetor, where he is placed next to the peoples of the “dog people” and the Amazons, which many authors interpret as the Northern Black Sea region. From this point of view, it is traced back to the Iranian-speaking (Sarmatian) tribes of the Roxalans or Rosomons, mentioned by ancient authors. The most fully substantiated by O. N. Trubachev (*ruksi “white, light” > *rutsi > *russi > rus).

A version of this theory was developed by G.V. Vernadsky, who placed the original territory of the Rus in the Kuban delta and believed that they learned their name from the Roxalans (“light Alans”), who, in his opinion, were part of the Antes. At the same time, he considered the Rus to be ethnic Scandinavians.

In the 60s The 20th century Ukrainian archaeologist D.T. Berezovets proposed to identify the Alan population of the Don region, known from the monuments of the Saltovo-Mayak culture, with the Rus. Currently, this hypothesis is being developed by E. S. Galkina, who identifies the Don region with the central part of the Russian Kaganate, mentioned in Muslim, Byzantine and Western sources in the 9th century. She believes that after the defeat of this unification by the Hungarian tribes in the con. IX century, the name “Rus” from the Iranian-speaking Rus-Alans (Roksolans) passed to the Slavic population of the Middle Dnieper region (Polyans, Northerners). As one of her arguments, Galkina cites the Alanian (based on the Ossetian language) etymologizations of all the “Russian” names of the Dnieper rapids, different from the Slavic ones, from the work of Konstantin Porphyrogenitus.

KHAZAR THEORY

According to professor at Harvard University (USA) O. Pritsak, author of the six-volume study “The Origin of Rus',” the Old Russian state was founded neither by the Varangians nor the Slavs. It was a multi-ethnic and multi-lingual trading union, which, in the process of establishing its control over trade routes between the Baltic, Mediterranean and Caspian seas, created Eastern Europe political unification called Rus'. In other words, “Rus” was originally called not an ethnic community (not a tribe or people), but a special mobile social group(corporation), consisting of professional warrior-merchants. The synthesis of a corporation of sea and river nomads (Vikings, Varangians) with steppe nomads (Khazars) contributed, according to Pritsak, to the emergence in the 9th-10th centuries. Volga-Russian Kaganate.

Many modern Ukrainian historians opposed O. Pritsak’s concept. One of the main opponents of the American professor was, in particular, Academician P. Tolochko. Among Pritsak’s weakest arguments he included his thesis about the “export” of statehood to the Slavic lands from neighboring countries (not by another people, as was the case with the Normans, but by a mythical multinational trade union), as well as the assertion that Kyiv was originally a Khazar city.

Where did you come from? Rus? Until the 9th century, no one knew about it. At the same time, many modern peoples: Greeks, Anglo-Saxons, Finns, Persians, Arabs and others were known even before our era. It is well known that the name of the state “Rus” was first documented in 911, it was a Russian-Byzantine treaty. Other earlier evidence deals with the so-called ethnonym "Rus" (that is, the name of the people). According to the ancient chronicle "The Tale of Bygone Years", the name of the people came from the Varangians of the Rus tribe, called up by the Novgorod (Ilmen) Slovenes in 862 as a military squad.

Many modern researchers believe people of Rus' alien people in the East Slavic lands and only Soviet researchers for a long time tried to prove its local (autochthonous) origin.

According to Western scientists, the Varangians, who gave the name to the people of Rus', came from the North-West from Sweden. About this in Soviet, and in modern times it is even written in school textbooks. Let's try to figure it out - is this really so?

In the 18th century, a hypothesis appeared that traces the history of Ancient Rus' to one famous event. IN 862 in the legendary "Tales of Bygone Years" the fact is given about how a big war broke out between the tribes of the Novgorod Slovenes, Finno-Ugric peoples and Krivichi people. It ended with the fact that its parties, in order to stop the strife, decided to invite themselves a new prince who would lead them and judge them by right. At their request, three brothers appeared with their squad: Rurik, Truvor and Sineus. Rurik began to reign in Novgorod, Sineus - in Beloozero, and Truvor - in Ladoga.

In the legendary “Tale of Bygone Years”, in the section “The Legend of the Calling of the Varangians” there is the following text: “And the Novgorod Slovenes said to themselves: “Let us look for a prince who would rule over us and judge us by right.” And they decided to go to the Varangians.” And those Varangians were called Rus, just as others are called Svens (Swedens), and others are called Normans or Angles, and still others Germans and Gotlanders - that’s what these were called." Please note that the Varangian Rus were not Swedes (Svens) or Germans. So who were the Rus?

The first hypothesis of the origin of the people and state of Rus' - Norman (Normanist, Scandinavian). The “Norman theory” was put forward at the beginning of the 18th century by German scientists Gottlieb Siegfried Bayer and Gerard Friedrich Miller. Both historians moved to Russia during the reign of Empress Anna Ioannovna, the wife of Duke Friedrich Wilhelm of Courland. During for long years Bayer and Miller worked at the St. Petersburg Academy of Sciences and, according to their contemporary Mikhailo Lomonosov, were pronounced Russophobes. They hated everything Russian, but they enjoyed the support of the then Academy of Sciences, in which more than 90% were Germans. Now Western historians are actively promoting this hypothesis. The Normanists leave no shadow of doubt that the name of the people Rus is of Scandinavian or Germanic origin and in every possible way deny that the Rus belong to the Slavs.

The second hypothesis of the origin of the people of Rus' - Balto-Slavic. Supporters of this hypothesis believe that the people of Rus' are of Slavic or Balto-Slavic origin, and they appeared and lived in the southern part of the Baltic (Varangian) Sea, in the territory of the modern Kaliningrad region (Prussia), Poland and East Germany. One of the main ideologists of this hypothesis is the famous satirist Mikhail Zadornov, who made an interesting historical film "Rurik. Lost True". I advise everyone to watch it. This film is easy to find on YouTube.

The third hypothesis of the origin of the people of Rus' - autochthonous. Adherents of this hypothesis (Soviet and modern Ukrainian scientists) who believe that the people of Rus' arose on the territory of modern Ukraine in the Dnieper region. However, so far this hypothesis has not been able to find any scientific archaeological or linguistic evidence.

The fourth hypothesis of the origin of the people of Rus' - eastern. In a famous publication by the German scientist F. Knauer, he discovered that the ancient Indian hymns of the Rig Veda mention the mythological river Rasa, the “Great Mother,” which flows in the distant North-West, in the old homeland. And in holy book the ancient Persians "Avesta", speaks of the river Ra, which separated Europe from Asia (in the distant past, the border of Asia and Europe, as is known, ran along the bed of the Volga, which in ancient times was called Ra). With the help of detailed scientific analysis, the scientist proves the identity of all these names with the ancient name Volga - Ra, which subsequently received from different nations such forms as Ros among the Greeks and Arabs, Ros, Rus, Rosa, Race among the Slavs and Balts. This was reflected in the names of numerous western rivers in new places of settlement of peoples who came to their own in ancient times. historical paths from the Volga River. The Indo-Europeans who moved to the distant southeast named one of the tributaries of the great Indus after the same ancestral river Rasa. The scientist also suggested that in ancient times not only people from Baltic Sea, but also squads of “ushkuinik”, who traded in robbery on large rivers. Knauer believes that the name of the people "Rus" in accurate translation the word means nothing more than “Volga people”.

We'll look at the pros and cons of each of these hypotheses shortly. Follow our publications.

For many centuries, scientists have been breaking their spears, trying to understand the origin of the Russian people. And if research in the past was based on archaeological and linguistic data, today even geneticists have taken up the matter.

From the Danube

Of all the theories of Russian ethnogenesis, the most famous is the Danube theory. We owe its appearance to the chronicle “The Tale of Bygone Years”, or rather to the centuries-old love of domestic academics for this source.

The chronicler Nestor defined the initial territory of settlement of the Slavs as the territories along the lower reaches of the Danube and Vistula. The theory about the Danube “ancestral home” of the Slavs was developed by such historians as Sergei Solovyov and Vasily Klyuchevsky.
Vasily Osipovich Klyuchevsky believed that the Slavs moved from the Danube to the Carpathian region, where an extensive military alliance of tribes arose led by the Duleb-Volhynian tribe.

From the Carpathian region, according to Klyuchevsky, in the 7th-8th centuries the Eastern Slavs settled to the East and Northeast to Lake Ilmen. The Danube theory of Russian ethnogenesis is still adhered to by many historians and linguists. The Russian linguist Oleg Nikolaevich Trubachev made a great contribution to its development at the end of the 20th century.

Yes, we are Scythians!

One of the most vehement opponents of the Norman theory of the formation of Russian statehood, Mikhail Lomonosov, leaned toward the Scythian-Sarmatian theory of Russian ethnogenesis, which he wrote about in his “Ancient Russian History.” According to Lomonosov, the ethnogenesis of the Russians occurred as a result of the mixing of the Slavs and the “Chudi” tribe (Lomonosov’s term is Finno-Ugric), and he named the place of origin of the ethnic history of the Russians between the Vistula and Oder rivers.

Supporters of the Sarmatian theory rely on ancient sources, and Lomonosov did the same. He compared Russian history with the history of the Roman Empire and ancient beliefs with the pagan beliefs of the Eastern Slavs, revealing a large number of coincidences. The ardent struggle with the adherents of the Norman theory is quite understandable: the people-tribe of Rus', according to Lomonosov, could not have originated from Scandinavia under the influence of the expansion of the Norman Vikings. First of all, Lomonosov opposed the thesis about the backwardness of the Slavs and their inability to independently form a state.

Gellenthal's theory

The hypothesis about the origin of Russians, unveiled this year by Oxford scientist Garrett Gellenthal, seems interesting. Having done a lot of work studying DNA various peoples, he and a group of scientists compiled a genetic atlas of migration of peoples.
According to the scientist, two significant milestones can be distinguished in the ethnogenesis of the Russian people. In 2054 BC. e., according to Gellenthal, trans-Baltic peoples and peoples from the territories of modern Germany and Poland migrated to the northwestern regions modern Russia. The second milestone is 1306, when the migration of Altai peoples began, who actively interbred with representatives of the Slavic branches.
Gellenthal's research is also interesting because genetic analysis proved that the time of the Mongol-Tatar invasion had virtually no effect on Russian ethnogenesis.

Two ancestral homelands

Another interesting migration theory was proposed at the end of the 19th century by Russian linguist Alexey Shakhmatov. His “two ancestral homelands” theory is also sometimes called the Baltic theory. The scientist believed that initially from Indo-European group stood out Balto-Slavic community, which became autochthonous in the Baltic states. After its collapse, the Slavs settled in the territory between the lower reaches of the Neman and Western Dvina. This territory became the so-called “first ancestral home”. Here, according to Shakhmatov, a Proto-Slavic language, from which all Slavic languages ​​originated.

Further migration of the Slavs was associated with the great migration of peoples, during which at the end of the second century AD the Germans went south, liberating the Vistula River basin, where the Slavs came. Here, in the lower Vistula basin, Shakhmatov defines the second ancestral home of the Slavs. From here, according to the scientist, the division of the Slavs into branches began. The western one went to the Elbe region, the southern one - divided into two groups, one of which settled the Balkans and the Danube, the other - the Dnieper and Dniester. The latter became the basis of the East Slavic peoples, which include the Russians.

We are locals ourselves

Finally, another theory different from migration theories is the autochthonous theory. According to it, the Slavs were an indigenous people inhabiting eastern, central and even part of southern Europe. According to the theory of Slavic autochthonism, Slavic tribes were the indigenous ethnic group of a vast territory - from the Urals to the Atlantic Ocean. This theory has quite ancient roots and many supporters and opponents. This theory was supported by the Soviet linguist Nikolai Marr. He believed that the Slavs did not come from anywhere, but were formed from tribal communities living in vast territories from the Middle Dnieper to Laba in the West and from the Baltic to the Carpathians in the south.
Polish scientists - Kleczewski, Potocki and Sestrentsevich - also adhered to the autochthonous theory. They even traced the ancestry of the Slavs from the Vandals, basing their hypothesis, among other things, on the similarity of the words “Vendals” and “Vandals”. Of the Russians, the autochthonous theory explained the origin of the Slavs Rybakov, Mavrodin and Greeks.

in the discipline "History"

on the topic: “The Emergence of Ancient Rus'”


Introduction


The European peoples of our country, including the Eastern Slavs, went towards the creation of statehood in their own special way. In the second half of the 1st millennium, they created political formations of a transitional nature - states during the formation of feudalism. These were primitive, poorly organized systems, but they prepared the foundation for the creation of other more developed states. This work will analyze the process of the emergence of the Old Russian state.



The history of the Slavs goes back to the depths of time, and the first information about them is recorded in the most ancient written sources. All of them, with reference to a certain territory, record the Slavs only from the middle of the 1st millennium AD. e. (most often from the 6th century), that is, when they appear on the historical arena of Europe as a large ethnic community.

The places of residence of the ancient Slavs, called “ancestral homelands,” are defined ambiguously.

The first who tried to answer the questions: where, how and when the Slavs appeared was the chronicler Nestor, the author of The Tale of Bygone Years. He defined the territory of the Slavs along the lower Danube and Pannonia. The process of settlement of the Slavs began with the Danube, that is, we are talking about their migration. The Kiev chronicler was the founder of the migration theory of the origin of the Slavs, known as the “Danube” or “Balkan” theory. The Danube “ancestral home” of the Slavs was recognized by S.M. Soloviev, V.O. Klyuchevsky and others. According to V.O. Klyuchevsky, the Slavs moved from the Danube to the Carpathian region. It was here, according to the historian, that an extensive military alliance was formed led by the Dulebo-Volhynians. From here the Eastern Slavs settled east and northeast to Lake Ilmen in the 7th-8th centuries.

The emergence of another migration theory of the origin of the Slavs, the “Scythian-Sarmatian” one, dates back to the Middle Ages. According to their ideas, the ancestors of the Slavs moved from Western Asia along the Black Sea coast to the north and settled under the ethnonyms “Scythians”, “Sarmatians”, “Alans” and “Roxolans”.

The third option, close to the Scythian-Sarmatian theory, was proposed by Academician A.I. Sobolevsky. In his opinion, the names of rivers, lakes, and mountains within the location of the ancient Slavic settlements allegedly show that they received these names from another people who were here earlier. Such a predecessor of the Slavs, according to Sobolevsky, was a group of tribes of Iranian origin (Scythian root).

The fourth version of the migration theory was given by academician A.A. Shakhmatov. In his opinion, the first ancestral home of the Slavs was the basin of the Western Dvina and Lower Neman in the Baltic states.

In contrast to migration theories, the autochthonous - local origin of the Slavs is recognized. According to the autochthonous theory, the Slavs formed over a vast territory, which included not only the territory of modern Poland, but also a significant part of modern Ukraine and Belarus.

In the VIII-IX centuries. The period of Slavic history proper begins, the formation of unions, the formation of states.

The first state in the lands of the Eastern Slavs was called “Rus”. By the name of its capital, the city of Kyiv, scientists subsequently began to call it Kievan Rus, although it itself never called itself that.

The first mentions of the name “Rus” date back to the same time as information about the Ants, Slavs, Wends, i.e. to the V-VII centuries. Describing the tribes that lived between the Dnieper and the Dniester, the Greeks call them acts, Scythians, Sarmatians, Gothic historians call them Rosomans (fair-haired, fair people), and the Arabs call them Rus. But it is quite obvious that we were talking about the same people. Years pass, the name “Rus” increasingly becomes a collective name for all tribes living in the vast spaces between the Baltic and the Black Sea, the Oka-Volga interfluve and the Polish borderland.

At the same time, it should be noted that the word “Rus” is used ambiguously. This gave rise to the researchers being divided into two groups. Some believe that “Rus” was originally a social concept, others believe that this term from the very beginning bore ethnic connotations.

Most researchers are inclined to the point of view about the ethnic origin of the term “Rus”, as well as about its ethnic meaning during the times of Kievan Rus. It should be said that supporters of the first concept do not deny that over time the social meaning of the term turned into an ethnic one. The whole question is whether the word “Rus” was ever a term designating a social group.

Supporters ethnic origin the words “Rus”, in turn, make up several groups. In pre-revolutionary literature, the opinion arose that Russia should be understood as the Varangians. This concept, in one modification or another, is still promoted in the West. IN latest literature it can be found in the works of the American professor R. Pipes and in the book of the Cambridge teacher X. Davidson.

Modern researchers usually derive the term “Rus” from the name of the Ros River, a tributary of the Dnieper, which flowed in the land of glades. By the name of this river, they say, first the glades, and then the inhabitants of the entire Kyiv state, began to be called Rus. However, there are several other rivers within our land that bore similar names, including the Volga, also called Ros. There was also the city of Russia at the mouth of the Don. Hence the opposite thought: all this toponymy came from the name of the people of Rus', which is a self-name.

Western and eastern sources note in the 6th and even 4th centuries. the presence of strong leaders among the Eastern Slavs, reminiscent of monarchs. The presence of unity of laws, i.e., a certain legal order, is also noted. In the 8th century sources speak of the existence of three East Slavic associations: Kuyavia, Slavia, Artania. The first was located in the Kyiv land area, the second in the area of ​​Lake Ilmen, the location of the third is controversial. Some identify Artania with Tmutarakan, located on the Taman Peninsula, while other researchers place it on the Volga.

Of course, the statehood of the Eastern Slavs during the formation of feudalism was very primitive. However, it created the foundation for the emergence of the Old Russian feudal state.


According to the Tale of Bygone Years (early 12th century), the creation of a powerful Russian state on the territory of Eastern Europe began from the north. For 859, there is a message in the chronicle that the Slavic tribes in the south paid tribute to the Khazars, and in the north the Slavs and Finno-Ugric people paid tribute to the Varangians. The chronicle reports that in 862 the Novgorodians expelled the Varangians overseas, but among the multilingual tribes, and even in Novgorod itself, there was no peace and they had to invite a prince, “...who would rule and judge by right.” And they went overseas to the Varangians, to Rus', and invited the three brothers Rurik, Sineus and Truvor. Rurik began to reign in Novgorod, Sineus - in Beloozero, and Truvor - in Izborsk.

After the death of his brothers, Rurik began to reign alone, and distributed Polotsk, Rostov, and Beloozero to his warriors. When Rurik died (879), the governor Oleg, together with Rurik’s young son Igor, raised the peoples along the trade route “from the Varangians to the Greeks” on a large campaign to the south. The campaign included Scandinavians, Northern Slavs and Finno-Ugric peoples; in 882 they captured Kyiv. This is how the northern and southern lands were united, and a state was formed with its center in Kyiv. This is the so-called Norman theory of state formation.

This interpretation raises at least two objections. Firstly, the factual material presented in The Tale of Bygone Years does not provide grounds for the conclusion that the Russian state was created by calling the Varangians. On the contrary, like other sources that have come down to us, it says that statehood among the Eastern Slavs existed even before the Varangians. Secondly, modern science cannot agree with such a primitive explanation complex process formation of any state. The state cannot be organized by one person or several even the most outstanding men. The state is a product of complex and long development social structure society. However, the chronicle mention was adopted back in the 18th century. a certain group of historians who developed the Varangian version of the formation of the Russian state. At this time, a group of German historians worked at the Russian Academy of Sciences and interpreted the chronicle legend in a certain sense. This is how the notorious Norman theory of the origin of the Old Russian state was born.

Already at that time, Normanism met with objections from advanced Russian scientists, among whom was M.V. Lomonosov. Since then, all historians involved in Ancient Russia, divided into two camps - Normanists and anti-Normanists.

Modern domestic scientists predominantly reject the Norman theory. They are joined by the largest researchers of the Slavic countries. However, a certain part of foreign authors still preach this theory, although not in such a primitive form as was done previously.

The main refutation of the Norman theory is quite high level social and political development Eastern Slavs in the 9th century. The Old Russian state was prepared by the centuries-old development of the Eastern Slavs. In terms of their economic and political level, the Slavs were higher than the Varangians, so they could not even borrow state experience from the newcomers.

The chronicle story contains, of course, elements of truth. It is possible that the Slavs invited several princes with their squads as military specialists, as was done in later times in Rus', and even in Western Europe. It is reliably known that the Russian principalities invited squads not only of the Varangians, but also of their steppe neighbors - the Pechenegs, Karakalpaks, and Torks. However, it was not the Varangian princes who organized the Old Russian state, but the already existing state that gave them the corresponding government posts. However, some authors, starting with M.V. Lomonosov, they doubt the Varangian origin of Rurik, Sineus and Truvor, believing that they could also be representatives of some Slavic tribes. In any case, there are practically no traces of Varangian culture left in the history of our Motherland. Researchers, for example, calculated that per 10 thousand square meters. km of Russian territory, only 5 Scandinavian geographical names can be found, while in England, which the Normans conquered, this number reaches 150.

We do not know exactly when and how exactly the first principalities of the Eastern Slavs arose, preceding the formation of the Old Russian state, but, in any case, they already existed before 862, before the notorious “calling of the Varangians.” In the German chronicles, already from 839, Russian princes were called Khakans - kings.

But the moment of unification of the East Slavic lands into one state is known with certainty. In 882, the Novgorod prince Oleg captured Kyiv and united these two most important groups of Russian lands; then he managed to annex the rest of the Russian lands, creating a huge state for those times.

Russian Orthodox Church tries to link the emergence of statehood in Rus' with the introduction of Christianity. Of course, the introduction of Christianity had great importance to strengthen the feudal state, fortunately the church sanctified the subordination of the Orthodox to the exploitative state. However, the baptism of Rus occurred no less than a century after the formation of the Kievan state, not to mention the earlier East Slavic states.

In addition to the Slavs, the Old Russian Kievan State also included some neighboring Finnish and Baltic tribes. This state was thus ethnically heterogeneous from the very beginning. However, its basis was the Old Russian people, which was the cradle of three Slavic peoples - Russians (Great Russians), Ukrainians and Belarusians. It cannot be identified with any of these peoples separately. Even before the revolution, bourgeois Ukrainian nationalists tried to portray the Old Russian state as Ukrainian. This idea has been picked up in our time in nationalist circles, trying to quarrel the three fraternal Slavic peoples. Meanwhile, the Old Russian state did not coincide either in territory or in population with modern Ukraine, they only had a common capital - the city of Kyiv. In the 9th and even 12th centuries. It is still impossible to talk about specifically Ukrainian culture, language, etc. All this will appear later, when, due to objective historical processes, the Old Russian people split into three independent branches.


The moment of the emergence of the Old Russian state cannot be determined with sufficient accuracy. Obviously, there was a gradual outgrowing of the existing political entities to the feudal state of the Eastern Slavs - the Old Russian Kiev State. In the literature, this event is dated differently by different historians. However, most authors agree that the emergence of the Old Russian state should be attributed to the 9th century.

The question of how the Old Russian state was formed is also not entirely clear. The oldest chronicle, The Tale of Bygone Years, gives reason to believe that in the 9th century. The Old Russian state was created by the Varangians, although it does not say this directly. It's about only that three Varangian princes came to Rus' and in 862 sat on the thrones: Rurik - in Novgorod, Truvor - in Izborsk (not far from Pskov), Sineus - in Beloozero. This chronicle mention was adopted back in the 18th century. a group of German historians who worked at the Russian Academy of Sciences and developed the Varangian version of the formation of the Russian state.

Already at that time, Normanism met with objections from advanced Russian scientists, among whom was M.V. Lomonosov. Modern domestic scientists and major researchers of Slavic countries predominantly reject the Norman theory. However, a certain part of foreign authors still preach this theory, although not in such a primitive form as was done previously.

The main refutation of the Norman theory is the fairly high level of social and political development of the Eastern Slavs in the 9th century. The Old Russian state was prepared by the centuries-old development of the Eastern Slavs.


1. Gordienko NS. “The Baptism of Rus'”: facts against legends and myths. L., 1986.

2. Grekov B. D. Kievan Rus. M., 1953.

3. Lovmyansky H. Rus' and the Normans. M., 1985.

4. Mavrodina P.M. Kievan Rus and nomads (Pechenegs, Torques, Polovtsians). L., 1983.

Preamble
Hypotheses on the topic - where did the Russian land come from?

Each of us is interested in where the Russian land came from? Historians have created many hypotheses about its origin. If we summarize all the existing hypotheses about the origin of statehood among the Eastern Slavs and the name “Rus,” then we can single out eight from the set.

First hypothesis: Norman or Varangian

Its “godfathers” were German scientists G.3. Bayer (1694–1738) and G.F. Miller (1705–1783), who were in academic service in Russian Empire. They argued that the Old Russian state was founded by immigrants from Scandinavia - the Normans, who in Rus' were called Varangians. They first came to the Slovenes and established the city of Ladoga. And the eldest Rurik sat in Ladoga, and the second, Sineus, sat on White Lake, and the third, Truvor, in Izborsk. And from those Varangians it received the name Russian Land.

The main argument of the Normanists is as follows: Rus' got its name from the Finnish word “ruotsi”, which the Finns used to call the Swedes in the middle of the 9th century. And they still call it to this day. The Finnish "Ruotsi" means "Sweden". Estonians call Sweden Rootsi.

Second hypothesis: Slavic

The founder of the Slavic (anti-Norman) theory of the origin of the Old Russian state was the Russian scientist M. V. Lomonosov (1711–1762). In the Varangian version, he saw a blasphemous allusion to the “defectiveness” of the Slavs, to their inability to independently organize a state in their northeastern European lands.

Third hypothesis: Iranian-Slavic

According to this hypothesis, there were two types of Rus - the Obodrit Rus or Rugs, inhabitants of the island of Rügen (they are called the Baltic Slavs), and the Black Sea Rus, descendants of Slavic and Iranian tribes. The Ilmen Slovenes invited the Obodrit Rus to reign. When the East Slavic tribes united into a single state - Rus', there was a rapprochement between two types of Rus.

Fourth hypothesis: Celto-Slavic

According to Academician of the National Academy of Sciences of Ukraine V.G. Sklyarenko, the Novgorodians turned for help to the Varangian Slavs (Baltic Slavs), who were called Rutens or Rus. The name Ruten (Rus) comes from one of the Celtic tribes, since the Ruten Celts took part in the ethnic formation of the Slavs of the island of Rügen.

Fifth hypothesis: Compromise or Slavic-Varangian

One of the first attempts to connect the Norman theory with the ideas of anti-Normanists about the local, Slavic roots of the Old Russian state was made by the famous Russian historian V. Klyuchevsky. He considered the earliest local political form, formed in Rus' around the middle of the 9th century, to be “an urban region, that is, a trading district governed by a fortified city, which at the same time served as an industrial (craft) center for this district.” The second local political form, in his opinion, was the “Varangian principalities.” From the combination of the Varangian principalities and the city regions that retained their independence, a third political form emerged - the original form of the “Russian state”.

Subsequently, this theory was developed by the Russian-Soviet academician M.N. Pokrovsky called “merchant capitalism”.

Sixth hypothesis: Indo-Iranian

This hypothesis insists that the ethnonym “ros” has a different origin than “rus”, being much more ancient - Sarmatian. Supporters of this opinion, also originating from M.V. Lomonosov, note that the people “grew up” were first mentioned in the 6th century in “Church History” by Zechariah the Rhetor, where they are placed next to the peoples of “dog people” and Amazons, which many authors interpret as the Northern Black Sea region. From this point of view, it is traced back to the Iranian-speaking (Sarmatian) tribes of the Roxalans or Rosomons, mentioned by ancient authors.

Seventh hypothesis: Khazar

The Russian-American historian G.V. Vernadsky put forward a hypothesis about the founding of Kyiv by the Khazars no earlier than the 830s, when, as a result of a great war, the Khazars conquered the Vyatichi, Northerners and Radimichi. According to this hypothesis, the three brothers Kiy, Shchek and Horiv were Khazars. The name "Kiy" may have come from the Turkic word kiy ("river bank"), since the ruling Jewish clan of the Khazar state was of Turkic origin.

The idea of ​​G.V. Vernadsky was developed by Harvard University (USA) professor E. I. Pritsak, author of the historical six-volume study “The Origin of Rus'”.

In his opinion, the Old Russian state was not founded by either the Varangians or the Slavs. It was a multi-ethnic and multi-lingual trading union that, in the process of establishing its control over trade routes between the Baltic, Mediterranean and Caspian seas, created a political entity in Eastern Europe called Rus. In other words, “Rus” was originally called not an ethnic community (not a tribe or people), but a special mobile social group (corporation), consisting of professional warrior-merchants. The synthesis of a corporation of sea and river nomads (Vikings, Varangians) with steppe nomads (Khazars) contributed, according to Pritsak, to the emergence in the 9th–10th centuries. Volga-Russian Kaganate.

The eighth hypothesis was composed by the Austro-Hungarian-Ukrainian historian M.S. Grushevsky (at the end of his life a Soviet academician). This is where we will end our historical journey.

How do the emergence of Kyiv and Veliky Novgorod and the birth of Rus' fit into these hypotheses? This will be discussed in the following chapters of this book.

Share